Responsible Business Conference 2019

Validated Assessment Program (VAP)

The RBA Validated Assessment Program (VAP) is the leading standard for onsite compliance verification and effective, shareable audits.

One of the most fundamental RBA programs is the Validated Assessment Program (VAP), which is the leading standard for onsite compliance verification and effective, shareable audits. The RBA itself does not the conduct audits but rather sets the standards and relies on approved audit firms. Since 2009, RBA members have completed more than 4,000 VAP onsite compliance audits conducted by independent third-party audit firms that have been approved by the RBA to execute the VAP protocol. As the program has grown it has become more complex, with hundreds of auditors from 12 firms in more than 20 countries.

VAP Recognition Program

The RBA recognizes that the primary value of an onsite compliance audit is not in the identification of issues at a factory, but in the correction of those issues. We want to recognize those factories that demonstrate their commitment to corporate responsibility through verified closure of the issues identified in a VAP audit.

We offer three levels of recognition:

  • Platinum: for factories with a minimum VAP score of 200 and all Priority, Major and Minor findings closed
  • Gold: for factories with a minimum VAP score of 180 and all Priority and Major findings closed
  • Silver: for factories with a minimum VAP score of 160 and all Priority findings closed

To meet the requirements for recognition, all audits must be a VAP (no CMA/AMA) and be verified through a VAP Closure Assessment.

Additional details on the VAP Recognition Program can be found in this overview and these FAQs.

VAP Guidance Documents

The below documents are selected chapters from the 6.0.1 VAP operations manual, which took effect for audits starting Aug. 15, 2019. Please note the entire VAP operations manual is not publicly available. If you have any questions, please contact us.

More About VAP Audits

Audits carried out on RBA member facilities and their suppliers' facilities are completed by independent third-party auditors specially trained in social and environmental auditing and the VAP protocol. Please see the RBA events calendar for a complete listing of trainings.

For more information about auditor qualifications, please see the Auditor Guidebook.

A typical VAP onsite audit at a single manufacturing facility may last 2-5 days and includes a thorough document review, interviews with management and employees and a visual site survey. The VAP uses local, native-speaking auditors where possible and they are specially trained to spot hard-to-find VAP protocol violations like instances of forced labor. They are also specialists in understanding where some violations are more common, such as excessive working hours in areas with high migrant worker populations.

VAP reports written by the independent audit firms must be submitted to the Audit Quality Manager (AQM) for review and quality control.

Where VAP audits uncover non-compliances to the protocol, those findings are rated by severity as “minor,” “major” or “priority.” All three categories of findings have specified periods of time during which the facility in question must remedy the findings and implement systems to prevent reoccurrences. Remedy and prevention plans are part of corrective action plans (CAPs) referenced above.

A key initial impetus for the founding of the RBA, and one of its continued benefits to its members today, is the practice of sharing audits. Many RBA members share common suppliers, and those suppliers also share common suppliers. Whenever a single RBA member audits its own or a supplier’s facility, the member can share the findings with other customers of that facility that are also RBA members. Sharing audits saves RBA members and their suppliers millions of dollars each year, which not only creates business efficiency but also ensures that cost is less of a barrier for companies seeking to ensure that their facilities and those of their suppliers are living up to the RBA Code of Conduct and protecting workers and their communities.

In 2018, the RBA began a new project to increase sharing of audits, known as the Audit Cooperation Program.

Additional Resources

Overview

Assessment Tools

Assessment Resources

Contractual Documents

Scheduling a VAP Assessment

Please schedule the VAP online via RBA-Online.

Don't have your RBA-Online login information? Contact us.

 

Trainings on VAP

View upcoming VAP trainings here.

Questions?

RBA VAP Program Manager
VAP Backup and Escalation
Invoicing: Steve Moloney

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